Directives
| # | Document Name | Date Uploaded | |
|---|---|---|---|
| 10161 | Securities ( Registration Requirements for Securities) Directive, 2015 | 25-Jul-2022 | Download |
| 10160 | Securities (Premises Inspection Requirements for Securities Market Players) Directive, 2015 | 25-Jul-2022 | Download |
| 10159 | Securities (Clearing and Settlement) Directive, 2015 | 25-Jul-2022 | Download |
| 10158 | Financial Services ( Regulation of Commodities Exchanges) Directive, 2018 | 25-Jul-2022 | Download |
| 10157 | Financial Services ( Registration Requirements for Investment Advisors) Directive, 2015 | 25-Jul-2022 | Download |
| 10156 | Financial Services (Licensing Requirements for Securities Representatives) Directive, 2015 | 25-Jul-2022 | Download |
| 10155 | Financial Services (Licensing Requirements for a Stock Exchange) Directive, 2015 | 25-Jul-2022 | Download |
| 10154 | Financial Services (Fit and Proper Requirements for Securities Market) Directive, 2015 | 25-Jul-2022 | Download |
| 10153 | Financial Services (Establishment and Operations of Transfer Secretaries) Directive, 2015 | 25-Jul-2022 | Download |
| 10152 | Financial Services (Establishment and Operations of Portfolio Managers) Directive, 2015 | 25-Jul-2022 | Download |
| 10151 | Financial Services (Establishment and Operations of Collective Investment Schemes) Directive, 2015 | 25-Jul-2022 | Download |
| 10150 | Financial Service (Establishment and Operations of Brokers and Dealers) Directive, 2015 | 25-Jul-2022 | Download |
| 10149 | Financial Services (Corporate Governance Requirements for Securities Market Players) Directive, 2018 | 25-Jul-2022 | Download |